Legal and professional services
Law firms, accounting firms and consultancies answer to law societies and professional bodies, client security questionnaires and privacy law, often across several provinces or countries. Riskophia gives the managing partner and the compliance lead one view of professional, privacy and client-mandated obligations.
What compliance looks like in legal and professional services.
Professional obligations
Continuing education, trust accounting, conflicts and records retention each have their own rules and evidence.
Client security reviews
Enterprise clients send questionnaires that expect documented controls and evidence.
Multiple jurisdictions
Partners licensed in different provinces or countries carry different obligations.
Partner time
Compliance is managed by fee earners between client work.
Obligations Riskophia is configured for.
Representative regulations, standards and programs. Your register is built from your own services, sites and jurisdictions.
Where legal and professional services teams start.
Professional obligations register
CPD, trust accounting, conflicts and records retention tracked with owners and evidence.
Client security questionnaires
Controls and evidence organized once and reused for every client request.
Licence and membership tracking
Practising certificates, insurance and memberships with renewal reminders.
Confidentiality training
Privacy and information security training assigned by role with attestations.
Modules that apply.
See Riskophia configured for legal and professional services.
Book a 30-minute demo led by a compliance professional, or talk to an expert about your sector.